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<rfc category="std" ipr="trust200811" docName="draft-snell-http-prefer-11"> 
  <front> 
    <title abbrev="HTTP Prefer"> 
      Prefer Header for HTTP
    </title> 
 
    <author initials="J.M." surname="Snell" fullname="James M Snell"> 
      <address> 
        <email>jasnell@gmail.com</email> 
      </address> 
    </author> 
    
    <date month="January" year="2012" day="31"/> 
 
    <area>Applications</area> 
    <keyword>I-D</keyword> 
    <keyword>http</keyword> 
    <keyword>prefer</keyword> 
 
    <abstract> 
      <t>This specification defines an HTTP header field that can be
      used by a client to request that certain behaviors be implemented
      by a server while processing a request.</t> 
    </abstract> 
 
  </front> 
  
  <middle> 
    <section anchor="intro" title="Introduction"> 
 
      <t>This specification defines a new HTTP request header field that may be
      used by clients to request optional behaviors be applied
      by a server during the processing the request.</t> 
      
      <t>In this document, the key words "MUST", "MUST NOT", "REQUIRED", "SHALL", 
      "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" 
      are to be  interpreted as described in <xref target="RFC2119" />.</t> 
 
      <section title="Syntax Notation">
        <t>This specification uses the Augmented Backus-Naur Form (ABNF) 
        notation of <xref target="RFC5234"/> and includes, by reference,
        the "token", "quoted-string", "OWS", "BWS" rules and the #rule 
        extension as defined within Section 1.2 <xref target="I-D.ietf-httpbis-p1-messaging"/>.</t>
      </section>
 
    </section> 
        
    <section title="The Prefer Request Header" anchor="prefer"> 
    
      <t>The Prefer request-header field is used to indicate that particular 
      server behaviors are preferred by the client, but not required for 
      successful completion of the request.  Prefer is similar in nature to the 
      Expect header field defined by Section 9.3 of <xref target="I-D.ietf-httpbis-p2-semantics"/> 
      with the exception that servers are allowed to ignore stated preferences.</t> 
      
      <figure><artwork> 
  Prefer     = "Prefer" ":" 1#preference
  preference = token [ BWS "=" BWS value ] 
               *( OWS ";" [ OWS parameter ] )
  parameter  = token [ BWS "=" BWS value ]
  value      = token / quoted-string
      </artwork></figure> 
  
      <t>This header field is defined with an extensible syntax to allow for future
      values included in the <xref target="registry">Registry of Preferences</xref>). 
      A server that does not recognize or is unable to comply with particular 
      preference tokens in the Prefer header field of a request MUST ignore those tokens 
      and MUST NOT stop processing or signal an error.</t> 
      
      <t>A preference token MAY specify a value. Empty, or zero 
      length values on both the preference token and within parameters are 
      equivalent to no value being specified at all. The following, then, are 
      equivalent:</t>
      
      <figure><artwork>
  Prefer: foo; bar
  Prefer: foo; bar=""
  Prefer: foo=""; bar
      </artwork></figure>
      
      <t>An optional, arbitrary collection of parameters MAY be specified for 
      any preference token. The meaning and application of such parameters is 
      dependent on the definition of each preference token and the server's 
      implementation thereof.</t>
      
      <t>If a particular preference token or parameter is specified multiple
      times, repeated occurrences MUST be ignored without signaling an error or 
      otherwise altering the processing of the request. </t>
      
      <t>Comparison of preference token names is case-insensitive while values
      are case-sensitive regardless of whether token or quoted-string values 
      are used.</t> 
       
      <t>The Prefer request header field MUST be forwarded by a proxy if the 
      request is forwarded. In various situations, A proxy may determine 
      that it is capable of honoring a preference independently of the server 
      to which the request is directed. For instance, an intervening proxy 
      may be capable of transparently providing asynchronous handling of a 
      request using a 202 Accepted responses independently of the origin server.
      Such proxies could choose to honor the "return-asynch" preference. 
      Individual preference tokens MAY define their own requirements and 
      restrictions as to whether and how proxies may apply the preference to 
      a request independently of the origin server.</t> 
      
      <t>As per Section 3.2 of <xref target="I-D.ietf-httpbis-p1-messaging"/>, 
      Implementations MUST be capable of supporting either multiple instances
      of the Prefer header field in a single message as well as multiple preference 
      tokens separated by commas in a single Prefer header, for instance, the 
      following examples are equivalent:</t>
      
      <figure><preamble>Multiple Prefer Header Fields:</preamble><artwork>
  POST /foo HTTP/1.1
  Host: example.org
  Prefer: return-asynch
  Prefer: wait=100
  Date: Tue, 20 Dec 2011 12:34:56 GMT
      </artwork></figure>
  
      <figure><preamble>Single Prefer Header Field:</preamble><artwork>
  POST /foo HTTP/1.1
  Host: example.org
  Prefer: return-asynch, wait=100
  Date: Tue, 20 Dec 2011 12:34:56 GMT
      </artwork></figure>
  
      <section title="Content Negotiation and Cache Considerations">
      
      <t>Note that while the Prefer header field is not intended to be used
      as content negotiation mechanism, the application of a preference 
      potentially could affect the caching characteristics of a response. 
      Specifically, if a server supports the optional application of a preference 
      that could even potentially result in a variance to a cache's handling of 
      a response entity, a Vary header field MUST be included with the response 
      listing the Prefer header field regardless of whether the client actually 
      uses Prefer in the request.</t>
      
      <t>Because of the inherent complexities involved with properly 
      implementing server-driven content negotiation, effective caching,
      and the application of optional preferences, implementors 
      must exercise caution when utilizing preferences in such a way as to 
      impact the caching of a response and SHOULD avoid using the Prefer
      header mechanism for content negotiation.</t>
      
      </section>
  
      <section title="Examples">
      
      <t>The following examples illustrate the use of various Preferences 
      defined by this specification, as well as undefined extensions for 
      strictly illustrative purposes:</t>
      
      <figure><preamble>Return a 202 Accepted response for asynchronous 
      processing if the response cannot be processed within 10 seconds. An 
      undefined "priority" preference is also specified.</preamble><artwork>
  Prefer: return-asynch, wait=10;
  Prefer: priority=5;
      </artwork></figure>

      <figure><preamble>Use lenient processing</preamble><artwork>
  Prefer: Lenient
      </artwork></figure>
       
      <figure><preamble>Use of an optional, undefined parameter on the 
      return-minimal preference requesting a response status code of 
      204 for a successful response.</preamble><artwork>  
  Prefer: return-minimal; status=204
      </artwork></figure>
       
      </section>
  
       
    </section> 
     
    <section title="The &quot;return-asynch&quot; Preference" anchor="return-asynch">
      <t>The "return-asynch" preference indicates that the client prefers
      the server to respond asynchronously to a response. For instance, in the case
      when the length of time it takes to generate a response will exceed 
      some arbitrary threshold established by the server, the server may 
      honor the return-asynch preference by returning either a 202 Accepted
      or 303 See Other response.</t>
      
      <figure><artwork>
  return-asynch = "return-asynch"
      </artwork></figure>
      
      <t>The key motivation for the "return-asynch" preference is to facilitate 
      the operation of asynchronous request handling by allowing the 
      client to indicate to a server it's capability and preference for 
      handling asynchronous responses.</t>
      
      <figure><preamble>An example request specifying the "return-asynch" preference:</preamble>
      <artwork>
  POST /collection HTTP/1.1
  Host: example.org
  Content-Type: text/plain
  Prefer: return-asynch
  
  {Data}
      </artwork></figure>
      
      <figure><preamble>An example asynchronous response using 202 Accepted:</preamble>
      <artwork>
  HTTP/1.1 202 Accepted
  Location: http://example.org/collection/123
      </artwork></figure>
      
      <figure><preamble>An alternative asynchronous response using 303 See Other:</preamble>
      <artwork>
  HTTP/1.1 303 See Other
  Location: http://example.org/collection/123
  Retry-After: 10
      </artwork>
      </figure>
      
    </section>

    <section title="The &quot;return-representation&quot; Preference" anchor="return-representation"> 
      <t>The "return-representation" preference indicates that the client prefers
      that the server include an entity representing the current state of the 
      resource in the response to a successful request.</t>
      
      <figure><artwork>
  return-representation = "return-representation"
      </artwork></figure>
      
      <t>When honoring the "return-representation" preference, the server 
      MUST include a Content-Location header field specifying the URI of the 
      resource representation being returned. Per section 6.1 of 
      <xref target="I-D.ietf-httpbis-p2-semantics"/>, the presence of the
      Content-Location header field in the response asserts that the payload
      is a representation of the resource identified by the Content-Location
      URI.</t>
      
      <t>The "return-representation" preference is intended primarily to provide
      a means of optimizing communication between the client and server
      by eliminating the need for a subsequent GET request to retrieve the 
      current representation of the resource following a modification.</t>
      
      <t>Currently, after successfully processing a modification request such
      as a POST or PUT, a server may choose to return either an entity describing
      the status of the operation or a representation of the modified resource
      itself. While the selection of which type of entity to return, if any at all,
      is solely at the discretion of the server, the "return-representation" preference --
      along with the "return-minimal" preference defined below -- allow the 
      server to take the client's preferences into consideration while 
      constructing the response.</t>
      
      <figure><preamble>An example request specifying the "return-representation" preference:</preamble>
      <artwork>
  PUT /collection/123 HTTP/1.1
  Host: example.org
  Content-Type: text/plain
  Prefer: return-representation
  
  {Data}
      </artwork>
      </figure>
      
      <figure><preamble>An example response containing the resource representation:</preamble>
      <artwork>
  HTTP/1.1 200 OK
  Content-Location: http://example.org/collection/123
  Content-Type: text/plain
  
  {Data}
      </artwork>
      </figure>
      
    </section> 

    <section title="The &quot;return-minimal&quot; Preference" anchor="return-minimal"> 
      <t>The "return-minimal" preference indicates that the client wishes
      the server to return a minimal response to a successful request.
      Typically, such responses would utilize the 204 No Content status, but other
      codes MAY be used as appropriate, such as a 200 status with a zero-length
      response entity. The determination of what constitutes an appropriate minimal response
      is solely at the discretion of the server.</t> 
      
      <figure><artwork>
  return-minimal = "return-minimal"
      </artwork></figure>
      
      <t>The "return-minimal" preference is intended to 
      provide a means of optimizing communication between the client
      and server by reducing the amount of data the server is required to
      return to the client following a request. This can be 
      particularly useful, for instance, when communicating with 
      limited-bandwidth mobile devices or when the client simply 
      does not require any further information about the result of a 
      request beyond knowing if it was successfully processed.</t>
      
      <figure><preamble>An example request specifying the "return-minimal" preference:</preamble>
      <artwork>
  POST /collection HTTP/1.1
  Host: example.org
  Content-Type: text/plain
  Prefer: return-minimal
  
  {Data}
      </artwork>
      </figure>
      
      <figure><preamble>An example response containing the resource representation:</preamble>
      <artwork>
  HTTP/1.1 201 Created
  Location: http://example.org/collection/123
  Content-Length: 0
      </artwork>
      </figure>
      
    </section> 
              
    <section title="The &quot;wait&quot; Preference" anchor="wait">
      <t>The "wait" preference can be used to establish an upper bound on the 
      length of time, in seconds, the client is willing to wait for a response, 
      after which the client may choose to abandon the request.
      In the case generating a response will take longer than the time specified,
      the server, or proxy, MAY choose to utilize an asynchronous processing 
      model by returning, for example, 202 Accepted or 303 See Other responses.</t>
      <figure><artwork>
  wait = "wait" BWS "=" BWS delta-seconds
      </artwork></figure>
      
      <t>Clients specifying the "wait" Preference SHOULD also use the 
      Date header field, as specified in Section 9.2 of <xref target="I-D.ietf-httpbis-p2-semantics"/>,
      within the request to establish the time at which the client began waiting
      for the completion of the request. Failing to include a Date header field
      in the request would require the server to use the instant it received 
      or began processing the request as the baseline for determining how long
      the client has been waiting which could yield unintended results.</t>
      
      <t>The lack of a Date header in the request, or poor clock synchronization 
      between the client and server makes it impossible to determine the exact 
      length of time the client has already been waiting when the request 
      is received by the server. The only reliable information conveyed by the 
      wait preference is that the client is not expecting the server to spend 
      more than the specified time on request processing and may terminate the 
      transaction at any time.</t>
      
      <figure><preamble>An example request specifying the "wait" and "return-asynch" 
      preferences to indicate that the client wishes the server to respond
      asynchronously if processing of the request will take longer than 10
      seconds:</preamble>
      <artwork>
  POST /collection HTTP/1.1
  Host: example.org
  Content-Type: text/plain
  Prefer: return-asynch, wait=10
  Date: Tue, 20 Dec 2011 12:34:56 GMT
  
  {Data}
      </artwork></figure>
      
    </section>
     
    <section title="The &quot;strict&quot; and &quot;lenient&quot; Processing Preferences" anchor="handling">
    
    <t>The "strict" and "lenient" preferences are mutually-exclusive directives
    indicating, at the servers discretion, how the client wishes the server to 
    handle potential error conditions that may arise in the processing of a
    request. For instance, if the payload of a request contains various 
    minor syntactical or semantic errors, but the server is still capable of 
    comprehending and successfully processing the request, a decision must be
    made to either reject the request with an appropriate 4xx error response
    or to go ahead with processing. The "strict" preference can be used by 
    the client to indicate that, in such conditions, it would prefer that
    the server reject the request, while the "lenient" preference indicates 
    that the client would prefer the server to attempt to process the 
    request. The specific meaning and application of the "strict" and "lenient"
    directives is specific to each type of resource, the request method and 
    the operation of the server.</t>
    
    <figure><artwork>
  handling = "strict" / "lenient"
    </artwork></figure>
    
    <figure><preamble>An example request specifying the "strict" preference:</preamble>
    <artwork>
  POST /collection HTTP/1.1
  Host: example.org
  Content-Type: text/plain
  Prefer: strict
    </artwork>
    </figure>
    
    <figure><preamble>An example request specifying the "lenient" preference:</preamble>
    <artwork>
  POST /collection HTTP/1.1
  Host: example.org
  Content-Type: text/plain
  Prefer: lenient
    </artwork>
    </figure>
    
    </section>
     
    <section title="Registered Preferences" anchor="requirements">
    
      <t>Well-defined preferences can be registered for convenience 
      and/or to promote reuse by other applications.  This specification 
      establishes an IANA registry of such relation types see 
      <xref target="registry" />.</t>

      <t>Registered preference names MUST conform to the token rule,
      and MUST be compared character-by-character in a case-insensitive
      fashion.  They SHOULD be appropriate to the specificity of the
      preference; i.e., if the semantics are highly specific to a
      particular application, the name should reflect that, so that more
      general names are available for less specific use.</t>

      <t>Registered preferences MUST NOT constrain servers, clients 
      or any intermediaries involved in the exchange and processing of 
      a request to any behavior required for successful processing. The
      use and application of a preference within a given request MUST 
      be optional on the part of all participants.</t>
      
    </section>
      
    <section title="IANA Considerations"> 
 
      <t>The 'Prefer' header field should be added to 
      the permanent registry (see <xref target="RFC3864" />).</t> 
        
    <t><list> 
    <t>Header field name: Prefer</t>  
    <t>Applicable Protocol: HTTP</t>
    <t>Status:</t>
    <t><![CDATA[Author: James M Snell <jasnell@gmail.com>]]></t>
    <t>Change controller: IETF</t>
    <t>Specification document: this specification</t>
    </list></t> 
      
      <section title="The Registry of Preferences" anchor="registry"> 
      
       <t>Preferences are registered on the advice of a Designated Expert
       (appointed by the IESG or their delegate), with a Specification
       Required (using terminology from <xref target="RFC5226" />).</t>

       <t>The requirements for registered preferences are described in
       <xref target="requirements" />.</t>

       <t>Registration requests consist of the completed registration template
       below, typically published in an RFC or Open Standard (in the sense
       described by Section 7 of <xref target="RFC2026" />).  However, to allow 
       for the allocation of values prior to publication, the Designated Expert 
       may approve registration once they are satisfied that a specification
       will be published.</t>

       <t>Note that relation types can be registered by third parties, if the
       Designated Expert determines that an unregistered relation type is
       widely deployed and not likely to be registered in a timely manner.</t>

       <t>The registration template is:</t>

        <t> 
          <list style="symbols"> 
            <t>Preference: (A value for the Prefer request header field that conforms to the
            syntax rule given in <xref target="prefer"/>)</t> 
            <t>Description:</t> 
            <t>Reference:</t>
            <t>Notes: [optional]</t>
            <t>Application Data: [optional]</t>
          </list> 
        </t> 

        <t>Registration requests should be sent to the preferences@ietf.org
        mailing list, marked clearly in the subject line (e.g., "NEW PREFERENCE
        - example" to register an "example" preference).</t>

        <t>Within at most 14 days of the request, the Designated Expert(s) will
        either approve or deny the registration request, communicating this
        decision to the review list and IANA.  Denials should include an
        explanation and, if applicable, suggestions as to how to make the
        request successful.</t>

        <t>Decisions (or lack thereof) made by the Designated Expert can be
        first appealed to Application Area Directors (contactable using
        app-ads@tools.ietf.org email address or directly by looking up their
        email addresses on http://www.iesg.org/ website) and, if the
        appellant is not satisfied with the response, to the full IESG (using
        the iesg@iesg.org mailing list).</t>

        <t>IANA should only accept registry updates from the Designated
        Expert(s), and should direct all requests for registration to the
        review mailing list.</t>
      
      <section title="Initial Registry Contents">
      
      <t>The Preferences Registry's initial contents are:</t>
      
      <t> 
          <list style="symbols"> 
            <t>Preference: return-asynch</t> 
            <t>Description: Indicates that the client prefers
               the server to respond asynchronously to a request 
               as described by <xref target="return-asynch" /></t> 
            <t>Reference: [this specification]</t>
          </list> 
        </t> 
      
      <t> 
          <list style="symbols"> 
            <t>Preference: return-minimal</t> 
            <t>Description: Indicates that the client prefers
               the server return a minimal response to a 
               request as described by <xref target="return-minimal" /></t> 
            <t>Reference: [this specification]</t>
          </list> 
        </t> 
        
      <t> 
          <list style="symbols"> 
            <t>Preference: return-representation</t> 
            <t>Description: Indicates that the client prefers
            the server to include a representation of the current state
            of the resource in response to a request as described by 
            <xref target="return-representation"/></t> 
            <t>Reference: [this specification]</t>
          </list> 
        </t> 
      
      <t> 
          <list style="symbols"> 
            <t>Preference: wait</t> 
            <t>Description: Indicates an upper bound to the lenght of 
            time the client is willing to wait for a response, after which
            the request may be aborted.</t> 
            <t>Reference: [this specification]</t>
          </list> 
        </t> 

      <t> 
          <list style="symbols"> 
            <t>Preference: strict</t> 
            <t>Description: Indicates that the client wishes the server
            to apply strict validation and error handling to the processing 
            of a request.</t> 
            <t>Reference: [this specification]</t>
          </list> 
        </t> 
      
      <t> 
          <list style="symbols"> 
            <t>Preference: lenient</t> 
            <t>Description: Indicates that the client wishes the server
            to apply lenient validation and error handling to the processing
            of a request.</t> 
            <t>Reference: [this specification]</t>
          </list> 
        </t>  
      </section>
      
      </section> 
      
    </section> 
    <section title="Security Considerations"> 
      <t>Specific preferences requested by a client can introduce security 
      considerations and concerns beyond those discussed in HTTP/1.1 Parts
      <xref target="I-D.ietf-httpbis-p1-messaging">1</xref>, 
      <xref target="I-D.ietf-httpbis-p2-semantics">2</xref>, 
      <xref target="I-D.ietf-httpbis-p3-payload">3</xref>, 
      <xref target="I-D.ietf-httpbis-p4-conditional">4</xref>, 
      <xref target="I-D.ietf-httpbis-p5-range">5</xref>, 
      <xref target="I-D.ietf-httpbis-p6-cache">6</xref>, and
      <xref target="I-D.ietf-httpbis-p7-auth">7</xref>.
      Implementors must refer to the specifications and descriptions of each
      preference to determine the security considerations relevant to each.</t>          
    </section> 
  </middle> 
  <back>
    <references title="Normative References"> 
      &rfc2119;
      &rfc3864;
      &rfc5226;
      &rfc2026;
      &rfc5234;
      &part1;
      &part2;
      &part3;
      &part4;
      &part5;
      &part6;
      &part7;
    </references>
  </back>
</rfc> 
 