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<rfc ipr="full3978" category="std" docName="draft-dusseault-http-patch-11">
  <front>
    <title abbrev="HTTP PATCH">
      PATCH Method for HTTP
    </title>

    <author initials="L.M." surname="Dusseault" fullname="Lisa Dusseault">
      <organization abbrev="OSAF">Open Source Application Foundation</organization>
      <address>
        <postal>
          <street>2064 Edgewood Dr.</street>
          <city>Palo Alto</city> <region>CA</region>

          <code>94303</code>
          <country>US</country>
        </postal>
        <email>lisa@osafoundation.org</email>
      </address>
    </author>
    
    <author initials="J.M." surname="Snell" fullname="James M Snell">
      <organization></organization>
      <address>
        <postal>
          <street></street>
          <city></city> <region></region> <code></code>
          <country></country>
        </postal>
        <phone></phone>
        <email>jasnell@gmail.com</email>
        <uri>http://www.snellspace.com</uri>
      </address>
    </author>
    
    <date month="January" year="2008" day="3"/>

    <area>Applications</area>
    <workgroup>Individual Submission</workgroup>
    <keyword>I-D</keyword>
    <keyword>webdav</keyword>
    <keyword>http</keyword>
    <keyword>simple</keyword>
    <keyword>patch</keyword>
    <keyword>deltav</keyword>
    <keyword>delta</keyword>
    <keyword>instance</keyword>

    <abstract>
      <t>Several applications extending HTTP require a feature to do 
      partial resource modification.  Existing HTTP functionality only allows 
      a complete replacement of a document. This proposal adds a new HTTP 
      method, PATCH, to modify an existing HTTP resource.</t>
    </abstract>

  </front>
  

  <middle>
    <section anchor="intro" title="Introduction">

      <t>This specification defines the new HTTP 1.1 <xref target="RFC2616" /> method 
      PATCH that is used to apply partial modifications to a resource.</t>
        
      <t>A new method is necessary to improve interoperability and prevent errors.  
      The PUT method is already defined to overwrite a resource with a complete 
      new body, and can not be reused to do partial changes. Otherwise, proxies 
      and caches and even clients and servers may get confused as to the result 
      of the operation.</t>
      
      <t>In this document, the key words "MUST", "MUST NOT", "REQUIRED", "SHALL", 
      "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" 
      are to be  interpreted as described in <xref target="RFC2119" />.</t>

    </section>
        
    <section title="The PATCH Method" anchor="patch" >

      <t>The PATCH method requests that a set of changes described in 
         the request entity be applied to the resource identified by the Request-URI.
         The set of changes is represented in a format called a "patch document"
         identified by a media type. PATCH is neither safe or idempotent as defined 
         by <xref target="RFC2616" /> Section 9.1. If the Request-URI does not 
         point to an existing resource, and that URI is capable of being defined 
         as a new resource by the requesting user agent, the origin server can 
         create the resource with that URI.</t>
        
      <t>The difference between the PUT and PATCH requests is reflected in the
         way the server processes the enclosed entity to modify the resource 
         identified by the Request-URI.  In a PUT request, the enclosed entity
         is considered to be a modified version of the resource stored on the 
         origin server and the client is requesting that the stored version be replaced.
         With PATCH, however, the enclosed entity contains a set of instructions 
         describing how a resource currently residing on the origin server should
         be modified to produce a new version.  The changes described by the 
         entity MAY result in the creation of one or more new resources on the 
         server, however it is not intended that the body of the PATCH request 
         be used as the content of such resources.</t>
        
      <t>The server MUST apply the entire set of changes atomically and never
         provide (e.g. in response to a GET during this operation) a partially-modified 
         representation.  If the entire patch document cannot be successfully applied 
         then the server MUST fail the entire request, applying none of the changes. 
         The determination of what constitutes a successful PATCH can vary depending 
         on the patch document and the type of resource being modified. The actual 
         method for determining how to apply the patch document to the resource is 
         defined entirely by the origin server. See Error Handling in section 2.2 
         for details on status codes and possible error conditions.</t>
                 
      <t>If the request passes through a cache and the Request-URI identifies
         one or more currently cached entities, those entries SHOULD be
         treated as stale. Responses to this method are not cacheable, unless
         the response includes appropriate Cache-Control or Expires header fields
         or the response uses the 209 Content Returned status code as defined in 
         Section 4. The 303 (See Other) response can be used to direct the user 
         agent to retrieve a cacheable resource.</t>
         
      <t>Collisions from multiple requests are more dangerous than PUT collisions, 
         because a patch document that is not operating from a known base point may 
         corrupt the resource.  Clients wishing to apply a patch document to a known 
         entity can first acquire the strong ETag of the resource to be modified, 
         and use that Etag in the If-Match header on the PATCH request to verify 
         that the resource is still unchanged.  If a strong ETag is not available 
         for a given resource, the client can use If-Unmodified-Since as a 
         less-reliable safeguard.</t>
        
      <t>It is RECOMMENDED that servers return a 501 (Not Implemented) response
         if a PATCH request contains any entity-headers the server does not 
         understand.  Unexpected or unintended results can occur if a server 
         ignores known or unknown entity headers included in the request. All 
         entity-headers contained in the request apply only to the contained 
         patch document and MUST NOT be applied to the resource being modified.</t>
                
      <t>There is no guarantee that a resource can be modified with PATCH. 
         Further, it is expected that different patch document formats will be 
         appropriate for different types of resources and that no single format 
         will be appropriate for all types of resources. Therefore, there is no single 
         default patch document format that implementations are required to support. 
         Servers MUST ensure that a received patch document is appropriate for the type
         of resource identified by the Request-URI.</t>
        
      <section title="A simple PATCH example">
        
        <figure><artwork>
    PATCH /file.txt HTTP/1.1
    Host: www.example.com
    Content-type: application/example
    If-Match: "e0023aa4e"
    Content-Length: 100

    [description of changes]
</artwork></figure>
        
        <t>This example illustrates use of a hypothetical patch document on an existing resource.</t>
        
        <figure>
          <preamble>Successful PATCH response to existing text file</preamble>
            <artwork>
    HTTP/1.1 204 No Content
    ETag: "e0023aa4f"
    Content-MD5: Q2hlY2sgSW50ZWdyaXR5IQ==
            </artwork>
          </figure>
          
        </section>
                    
        <section title="Error handling">
        
        <t>There are several known conditions under which a PATCH request can fail.</t>
          
        <t><list style="hanging">
          <t hangText="Malformed patch document:">  Can be specified using a 
          400 Bad Request when the server finds that the patch document provided 
          by the client was not properly formatted.  The definition of badly formatted 
          depends on the patch document chosen, but generally if the server finds it 
          cannot handle the patch due to the serialization of the patch document, 
          this response ought to be appropriate.</t> 
            
          <t hangText="Unsupported patch document:">  Can be Specified using a 415 Unsupported
          Media Type when the client sends a patch document format that the server
          does not support for the resource identified by the Request-URI. 
          Such a response SHOULD include an Accept-Patch response header as 
          described in Section 3.1 to notify the client what patch document formats 
          are supported.</t>
            
          <t hangText="Unprocessable request:"> Can be specified with a 422 Unprocessable
          Entity <xref target="RFC4918" /> when the server understands the patch 
          document and the syntax of the patch document appears valid, but the server 
          is incapable of processing the request. There are a number of situations that 
          could lead to such a result, for example:
            
          <list style="symbols">
            <t>The client attempted to apply a patch document to an empty 
            or non-existent resource, but the patch document chosen cannot be 
            applied to an empty or non-existent resource. </t>
            <t>The client attempted to apply a structural modification and 
            the structures assumed to exist did not exist (e.g. a patch  
            which specifies changing element 'foo' to element 'bar' but 
            element 'foo' doesn't exist).</t>
            <t>The client attempted to modify a resource in a way that would
            cause the resource to become invalid. For instance, a modification 
            to a well-formed XML document that would cause it to no longer 
            be well-formed.</t>
            <t>The client attempted to modify a resource that has multiple 
            representations but the server was unable to choose which 
            representation to modify.</t>
          </list>
          </t>
          
          <t hangText="Conflicting modification:"> Specified with a 
          412 Precondition Failed when a client uses either the If-Match or
          If-Unmodified-Since request headers and attempts to apply a patch 
          document to a resource whose state has changed since the patch 
          was created. If the server detects a possible conflicting 
          modification and neither the If-Match or If-Unmodified-Since request
          headers are used, the server can return a 409 Conflict response.</t>
          
          <t hangText="Concurrent modification:"> When a server receives multiple
          concurrent requests to modify a resource, those requests SHOULD be
          queued and processed in the order in which they are received. If
          a server is incapable of queuing concurrent requests, all subsequent 
          requests SHOULD be rejected with a 409 Conflict until the first 
          modification request is complete.</t>
         </list></t>
         
         <t>Other HTTP status codes can also be used under the appropriate circumstances. </t>
          
         <t>The entity body of error responses SHOULD contain enough information
          to communicate the nature of the error to the client. The content-type 
          of the response entity can vary across implementations.</t>
                
      </section>

    </section>

    <section anchor="adv" title="Advertising Support in OPTIONS">
        
        <t>A server can advertise its support for the PATCH method by adding
        it to the listing of allowed methods in the "Allow" OPTIONS response 
        header defined in HTTP/1.1.</t>
        
        <section anchor="accept-patch" title="The Accept-Patch Header">
        
        <t>Clients also need to know whether the server supports specific patch document
        formats, so this specification introduces a new response header "Accept-Patch"
        used to specify the patch document formats accepted by the server.
        "Accept-Patch" MUST appear in the OPTIONS response for any resource 
        that supports the use of the PATCH method.  The presence of the "Accept-Patch"
        header in response to any method is an implicit indication that PATCH is allowed 
        on the resource identified by the Request-URI.</t>
        
        <t>Accept-Patch = "Accept-Patch" ":" "*" | #( media-type )</t>

        <t>The Accept-Patch header specifies a comma separated listing of media-types
        as defined by <xref target="RFC2616"/>, Section 3.7. The asterisk 
        character "*" MAY be used to indicate that any patch format is accepted.</t>
        
        </section>
        
        <section title="An example OPTIONS request and response">
        
        <figure>
          <artwork>

    [request]

    OPTIONS /example/buddies.xml HTTP/1.1
    Host: www.example.com

    [response]

    HTTP/1.1 200 OK
    Allow: GET, PUT, POST, OPTIONS, HEAD, DELETE, PATCH
    Accept-Patch: application/example, text/example

          </artwork>
        </figure>

        <t>The examples show a server that supports PATCH generally using two 
        hypothetical patch document formats.</t>
        
      </section>
    </section>
    
    <section title="209 Content Returned">
    
      <t>The 209 "Content Returned" status code can be used to indicate
      that a response is equivalent to what would have been returned
      with a 200 status code response to a GET sent to the URI immediately 
      following the successful completion of the request.</t>
      
    </section>
    
    <section title="IANA Considerations">

      <section title="The 'Accept-Patch' Response Header">
      
        <t>The 'Accept-Patch' response header should be added to the permanent 
        registry (see <xref target="RFC3864" />).</t>
        
    <t><figure><artwork>
    Header field name: Accept-Patch
    
    Applicable Protocol: HTTP
    
    Status: standard
    
    Author/Change controller: IETF
    
    Specification document: this specification
    </artwork></figure></t>
      
      </section>
      
      <section title="HTTP Status codes">
      
      <t>This specification defines the 209 Content Returned status code (Section 3) 
      to be updated in the registry at &lt;http://www.iana.org/assignments/http-status-codes&gt;.</t>
      
      </section>

    </section>
    
  
    <section title="Security Considerations">
      <t>The security considerations for PATCH are nearly identical to the 
      security considerations for PUT.  In addition, one might be concerned that 
      a document that is patched might be more likely to be corrupted, but that 
      concern can be addressed through the use of mechanisms such as conditional
      requests using ETags and the If-Match request header.</t>
      
      <t>Sometimes an HTTP intermediary might try to detect viruses being sent via HTTP by 
      checking the body of the PUT/POST request or GET response.  The PATCH method 
      complicates such watch-keeping because neither the source document nor the patch
      document might be a virus, yet the result could be. This security consideration is
      not materially different from those already introduced by byte-range downloads, 
      downloading patch documents, uploading zipped (compressed) files and so on.</t>
      
      <t>Individual patch documents will have their own specific security considerations
      that will likely vary depending on the types of resources being patched.
      The considerations for patched binary resources, for instance, will be different 
      than those for patched XML documents.</t>
    </section>
    
  </middle>
  
  <back>

    <references title="Normative References">
      &rfc2119;
      &rfc2616;
      &rfc3864;
    </references>
    
    <references title="Informative References">
      &rfc4918;
    </references>
    
    <section title="Acknowledgements">
      <t>PATCH is not a new concept, it first appeared in HTTP in drafts of 
      version 1.1 written by Roy Fielding and Henrik Frystyk.</t>
      <t>Thanks to Adam Roach, Chris Sharp, Julian Reschke, Geoff Clemm,
      Scott Lawrence, Jeffrey Mogul, Roy Fielding, Greg Stein, Jim Luther, 
      Alex Rousskov, Jamie Lokier, Joe Hildebrand, Mark Nottingham and 
        Michael Balloni
      for review and advice on this document.</t>

    </section>
    <section title="Changes">
      <section title="Changes from -00">
        <t>OPTIONS support: removed "Patch" header definition and used
        Allow and new "Accept-Patch" headers instead.  </t>
        <t>Supported delta encodings: removed vcdiff and diffe as these
        do not have defined MIME types and did not seem to be strongly 
        desired.</t>
        <t>PATCH method definition: Clarified cache behavior.</t>
      </section>

      <section title="Changes from -01">
        <t>Removed references to XCAP - not yet a RFC.</t>
        <t>Fixed use of MIME types (this "fix" now obsolete) </t>
        <t>Explained how to use MOVE or COPY in conjunction with PATCH,
        to create a new resource based on an existing resource
        in a different location. </t>
      </section>
      <section title="Changes from -02">
        <t>Clarified that MOVE and COPY are really independent of PATCH.</t>

        <t>Clarified when an ETag must change, and when Last-Modified must be used.</t>
        <t>Clarified what server should do if both Content-Type and IM headers appear 
        in PATCH request.</t>
        <t>Filled in missing reference to DeltaV and ACL RFCs.</t>
        <t>Stopped using 501 Unsupported for unsupported delta encodings.</t>
        <t>Clarified what a static resource is.</t>
        <t>Refixed use of MIME types for patch formats.</t>

        <t>Limited the scope of some restrictions to apply only to usage
        of required diff format.</t>
      </section>
      <section title="Changes from -03">
        <t>Various typographical, terminology consistency, and other minor
        clarifications or fixes.</t>
      </section>
      <section title="Changes from -04">
        <t>Moved paragraphs on ACL and RFC3229 interoperability to new section.</t>

        <t>Added security considerations.</t>
        <t>Added IANA considerations, registration of new namespace, and discontinued use
        of "DAV:" namespace for new elements. </t>
        <t>Added example of error response.</t>
      </section>
      <section title="Changes from -05">
        <t>Due to various concerns it didn't seem likely the application/gdiff
          registration could go through so switching to vcdiff as required 
        diff format, and to RFC3229's approach to specifying diff formats, including
        use of the IM header.</t>
        <t>Clarified what header server MUST use to return MD5 hash.</t>

        <t>Reverted to  using 501 Unsupported for unsupported delta encodings.</t>
      </section>
      
      <section title="Changes from -06">
        <t>The reliance on RFC 3229 defined patch documents has been factored
        out in favor of delta encodings identified by MIME media type.</t>
        <t>The required use of DeltaV-based error reporting has been removed
        in favor of using basic HTTP status codes to report error conditions.</t>
        <t>The Accept-Patch response header has been redefined as a listing of
        media-ranges, similar to the Accept request header.</t>
        <t>Added James Snell as a co-author.</t>
      </section>
      
      <section title="Changes from -07">
        <t>Terminology change from "delta encoding" to "patch document"</t>
        <t>Added clarification on the safety and idempotency of PATCH</t>
        <t>Updated the caching rules of PATCH responses</t>
        <t>200 responses MUST include a representation of the modified resource. 
        204 responses are used to indicate successful response without returning a representation.</t>
        <t>Suggest using 422 Unprocessable Entity to indicate that a properly formatted patch document cannot be processed</t>
        <t>Clarify the use of 412 and 409 to indicate concurrent and conflicting resource modifications.</t>
        <t>Added registration for the Accept-Patch header.</t>
        <t>Relaxed the requirements for the use of If-Match and If-Unmodified-Since.</t>
        <t>Add language that clarifies the difference between PUT and PATCH.</t>
        <t>Add language that clarifies the issues with PATCH and Content Negotiation.</t>
        <t>Use of Accept-Patch on any response implies that PATCH is supported.</t>
        <t>Add language advising caution when pipelining PATCH requests.</t>
      </section>
      
      <section title="Changes from -08">
        <t>Addition of the 209 Content Returned status code</t>
        <t>Addition of the Prefer header field mechanism</t>
        <t>Removed the paragraph discussing the use of 200+Content-Location. This 
        is replaced by the 209 Content Returned status code.</t>
      </section>
            
      <section title="Changes from -09">
        <t>Move the prefer header to a separate document</t>
        <t>Restructure the document sections.</t>
      </section>
      
      <section title="Changes from -10">
        <t>Remove paragraph about pipelined requests. This is covered adequately by RFC2616.</t>
        <t>Remove paragraph about content negotiation. This is covered adequately by RFC2616.</t>
        <t>Explicitly indicate that PATCH can be used to create new resources.</t>
        <t>Remove recommendation for servers to provide strong etags. This is recommendation is implied and does
        not need to be explicitly.</t>
        <t>Change Allow-Patch to a listing of media-type and not media-range.</t>
      </section>
            
    </section>
      
    <section title="Notes to RFC Editor">
      <t>The RFC Editor should remove this section and the Changes section.</t>
    </section>
    
  </back>

</rfc>

